Defendant Name:
James M. Schneider
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of James M. Schneider, CPA
First Document Date
22-Dec-2010
Initial Filing Format
Administrative Action
File Number
3-14171
Allegation Type
Issuer Reporting and Disclosure
AAER
3222
Affiliations
- Former: CFO at Dell Inc. (March 2000—January 2007)
- Former: Chief Accounting Officer at Dell Inc. (1996—November 2002)
Violations Alleged
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
James M. Schneider is alleged to have aided and abetted Dell Inc.'s violation of Rule 12b-20 of the Exchange Act.
James M. Schneider is alleged to have aided and abetted Dell Inc.'s violation of Sec 13(a) of the Exchange Act.
James M. Schneider is alleged to have aided and abetted Dell Inc.'s violation of Rule 13a-1 of the Exchange Act.
James M. Schneider is alleged to have aided and abetted Dell Inc.'s violation of Rule 13a-13 of the Exchange Act.
James M. Schneider is alleged to have aided and abetted Dell Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
James M. Schneider is alleged to have aided and abetted Dell Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar on practicing before the SEC as an Accountant for 5 years
First Resolution Date
22-Dec-2010
