Defendant Name: Kevin B. Rollins

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Dell Inc., Michael S. Dell, Kevin B. Rollins, James M. Schneider, Leslie L. Jackson, Nicholas A.R. Dunning
First Document Date 22-Jul-2010
Initial Filing Format Civil Proceeding
Case Number 10-cv-01245
Allegation Type Issuer Reporting and Disclosure
Federal District Court District of Columbia, District of Columbia

Affiliations

Violations Alleged

Exchange Act
Rule 13a-14
Sec 20(e)
Securities Act
Sec 17(a)(2)
Sec 17(a)(3)

Related Violations Alleged

Kevin B. Rollins is alleged to have aided and abetted Dell Inc.'s violation of Rule 12b-20 of the Exchange Act.
Kevin B. Rollins is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Kevin B. Rollins is alleged to have aided and abetted Dell Inc.'s violation of Sec 13(a) of the Exchange Act.
Kevin B. Rollins is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Kevin B. Rollins is alleged to have aided and abetted Dell Inc.'s violation of Rule 13a-1 of the Exchange Act.
Kevin B. Rollins is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Kevin B. Rollins is alleged to have aided and abetted Dell Inc.'s violation of Rule 13a-13 of the Exchange Act.
Kevin B. Rollins is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).

Resolutions

First Resolution Date 13-Oct-2010

Related Documents:

comp21599 22-Jul-2010 Complaint
Complaint
court_doc12_10-cv-01245 13-Oct-2010 Court Docket Document
Final Judgment as to Defendant Kevin B. Rollins

Other Defendants in Action:

Related Actions:

In the Matter of Nicholas A. R. Dunning, ACA
In the Matter of Randall D. Imhoff (CPA)
In the Matter of Robert W. Davis (CPA)
In the Matter of Leslie L. Jackson, CPA
In the Matter of James M. Schneider, CPA
SEC v. Robert W. Davis
SEC v. Randall D. Imhoff