Defendant Name: Mark Groussman

Defendant Type: Individual

Document Reference: court_doc93_18-cv-08175

Document Details

Legal Case Name SEC v. Barry C. Honig, John Stetson, Michael Brauser, John R. O'Rourke III, Mark Groussman, Phillip Frost, Robert Ladd, Elliot Maza, Brian Keller, John H. Ford, Alpha Capital Anstalt, ATG Capital LLC, Frost Gamma Investments Trust, GRQ Consultants, Inc., HS Contrarian Investments, LLC, Grander Holdings, Inc., Melechdavid, Inc., Opko Health, Inc., Southern Biotech, Inc., and Stetson Capital Investments Inc.
Document Name Final Judgment as to Defendant Mark Groussman
Document Date 06-Feb-2019
Document Format Civil Proceeding
Case Number 18-cv-08175
Federal District Court New York, Southern District of New York
Federal District Judge Edgardo Ramos
Allegation Type Market Manipulation
Document Summary

Disgorgement & Penalty Information

Resolutions
Enjoinment
Bars:
  • Bar from participating in any penny stock offering for 5 years
Monetary Penalties:

Disgorgement

Individual:     $1,051,360.00 Shared:    

Civil Penalty

Individual:     $160,000.00 Shared:    

Pre-Judgment Interest

Individual:     $170,554.78 Shared:    

Total Penalty

Individual:     $1,381,914.78 Shared:    

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