Defendant Name:
Brian Keller
Defendant Type:
Individual
Document Reference:
court_doc113_18-cv-08175
Document Details
Legal Case Name
SEC v. Barry C. Honig, Michael Brauser, John Stetson, John R. O'Rourke III, Robert Ladd, Elliot Maza, Brian Keller, John H. Ford, ATG Capital LLC, GRQ Consultants, Inc., HS Contrarian Investments, LLC, Grander Holdings, Inc., and Stetson Capital Investments Inc.
Document Name
Judgment as to Defendant Brian Keller
Document Date
29-Mar-2019
Document Format
Civil Proceeding
Case Number
18-cv-08175
Federal District Court
New York, Southern District of New York
Federal District Judge
Edgardo Ramos
Allegation Type
Market Manipulation
Disgorgement & Penalty Information
Bars:
- Bar from acting as Director or Officer of a public company (of permanent duration)
- Bar from participating in any penny stock offering (of permanent duration)
Monetary Penalties:
Disgorgement
(Penalty was noted in document, but no amount was listed)
Pre-Judgment Interest
(Penalty was noted in document, but no amount was listed)
Other Defendants in Action:
