Defendant Name: J. Rowland Perkins

Defendant Type: Individual

Document Reference: court_doc7_11-cv-01962

Document Details

Legal Case Name SEC v. Heart Tronics, Inc., Mitchell Jay Stein, Willie James Gault, J. Rowland Perkins, II, Martin Bert Carter, Mark Crosby Nevdahl, and Ryan Allan Rauch (Defendants); Tracey Hampton-Stein, ARC Finance Group, LLC, ARC Blind Trust, THS Blind Trust, Jaymi Blind Trust, Oak Tree Investments Blind Trust, WBT Investments Blind Trust, Catch 83 General Partnership, and Five Investments Partnership (Relief Defendants)
Document Name Final Judgment as to Defendant J. Rowland Perkins II
Document Date 04-Sep-2014
Document Format Civil Proceeding
Case Number 11-cv-01962
Federal District Court California, Central District of California
Federal District Judge James V. Selna
Allegation Type Issuer Reporting and Disclosure
Document Summary

Disgorgement & Penalty Information

  • Bar from acting as Director or Officer of a public company for 3 years
  • Bar from participating in any penny stock offering for 3 years
Monetary Penalties:

Civil Penalty

Individual:     $42,500.00 Shared:    

Related Documents:

comp22204 20-Dec-2011 Complaint

Related Actions:

In the Matter of Mitchell J. Stein