Defendant Name:
Catch 83 General Partnership
Defendant Type:
Other
Document Reference:
court_doc460_11-cv-01962
Document Details
Legal Case Name
SEC (Plaintiff) v. Heart Tronics, Inc., Mitchell Jay Stein, Willie James Gault, J. Rowland Perkins, II, Martin Bert Carter, Mark Crosby Nevdahl, and Ryan Allan Rauch, (Defendants); Tracey Hampton-Stein, ARC Finance Group, LLC, ARC Blind Trust, THS Blind Trust, JAYMI Blind Trust, Oak Tree Investments Blind Trust, WBT Investments Blind Trust, Catch 83 General Partnership, and Five Investments Partnership (Relief Defendants)
Document Name
Plaintiff Securities and Exchange Commission's Response to Order to Show Cause
Document Date
13-Dec-2017
Document Format
Civil Proceeding
Case Number
11-cv-01962
Federal District Court
California, Central District of California
Federal District Judge
James V. Selna
Allegation Type
Issuer Reporting and Disclosure
Document Summary
The Commission stated: "Catch-83 is a general partnership controlled by defendant Gault . . . Gault sufficiently satisfied the judgment against himself such that there is now no relief effectively to be sought against Catch-83 at this time . . . Because Gault's appeal of this Court's judgment is still pending, however, the SEC believes it is premature to dismiss this case against Relief Defendant Catch-83. Should the Court's judgment be vacated on appeal and remanded by the Ninth Circuit for additional proceedings, such as a new trial, it is possible that the SEC would then need to seek relief against Catch-83." On September 24, 2018, the the Ninth Circuit affirmed the judgment against Willie James Gault, see doc. court_doc463_11-cv-01962.
Other Defendants in Action:
