Defendant Name:
Stephen Ramey
Defendant Type:
Individual
Document Reference:
33-10342
Document Details
Legal Case Name
In the Matter of Stephen Ramey
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
10-Apr-2017
Document Format
Administrative Proceeding
Allegation Type
Market Manipulation
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Other Compliance Related Undertaking
Various Undertakings
Monetary Penalties:
Disgorgement
Individual:
$35,000.00
Shared:
Civil Penalty
Individual:
$24,000.00
Shared:
Pre-Judgment Interest
Individual:
$3,538.00
Shared:
