Defendant Name: Guizhi Ju

Defendant Type: Individual

Document Reference: court_doc146_12-cv-08696

Document Details

Legal Case Name SEC (Plaintiff) v. China Northeast Petroleum Holdings Limited; Wang Hongjun (a/k/a Hongjun Wang); Ju Guizhi (a/k/a Guizhi Ju); and Jiang Chao (a/k/a Chao Jiang) (Defendants), Jiang Mingfu (a/k/a Mingfu Jiang); and Sun Jishuang (a/k/a Jishuang Sun), (Relief Defendants)
Document Name Final Default Judgment as to Defendants China North East Petroleum Holdings Limited, Hongjun Wang, and Ju Guizhi, and Relief Defendant Jishuang Sun
Document Date 20-Sep-2016
Document Format Civil Proceeding
Case Number 12-cv-08696
Federal District Court New York, Southern District of New York
Federal District Judge Naomi Reice Buchwald
Allegation Type Issuer Reporting and Disclosure
Document Summary

Disgorgement & Penalty Information

Resolutions
Enjoinment
Bars:
  • Bar from acting as Director or Officer of a public company (of unspecified duration)
Monetary Penalties:

Disgorgement

Individual:     Shared:     $31,900,013.00
Shared with: China Northeast Petroleum Holdings Limited; Wang Hongjun

Civil Penalty

Individual:     $150,000.00 Shared:    

Pre-Judgment Interest

Individual:     Shared:     $7,028,386.66
Shared with: China Northeast Petroleum Holdings Limited; Wang Hongjun

Related Documents:

comp22552 29-Nov-2012 Complaint
Complaint
court_doc132_12-cv-08696 15-Oct-2015 Court Docket Document
Clerk's Certificate Noting Default as to Defendant Ju Guizhi (a/k/a Guizhi Ju)

Related Actions:

In the Matter of Baker Tilly Hong Kong Limited, Andrew David Ross, CPA, and Kwok Laiha Helena, CPA