Defendant Name: John T. Stadler

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of John A. Stadler
First Document Date 11-Mar-2014
Initial Filing Format Administrative Action
File Number 3-15782
Allegation Type Issuer Reporting and Disclosure

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Rule 13a-14
Sec 13(b)(5)
Securities Act
Sec 17(a) (Not specified)
Other
Rules 13b2-1, 13b2-2 Exchange Act

Related Violations Alleged

John T. Stadler is alleged to have caused AgFeed Industries, Inc. 's violation of Rule 12b-20 of the Exchange Act.
John T. Stadler is alleged to have caused AgFeed Industries, Inc. 's violation of Sec 13(a) of the Exchange Act.
John T. Stadler is alleged to have caused AgFeed Industries, Inc. 's violation of Rule 13a-11 of the Exchange Act.
John T. Stadler is alleged to have caused AgFeed Industries, Inc. 's violation of Rule 13a-13 of the Exchange Act.
John T. Stadler is alleged to have caused AgFeed Industries, Inc. 's violation of Sec 13(b)(2)(A) of the Exchange Act.
John T. Stadler is alleged to have caused AgFeed Industries, Inc. 's violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

Bars:
First Resolution Date 11-Mar-2014

Related Documents:

33-9556 11-Mar-2014 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order

Related Actions:

SEC v. AgFeed Industries
In the Matter of Clayton T. Marshall