Securities Enforcement Empirical Database (SEED)

Defendant Name: Selina Jin

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. AgFeed Industries

First Document Date 11-Mar-2014

Initial Filing Format Civil Proceeding

Case Number 14-cv-00663

Allegation Type Issuer Reporting and Disclosure

Federal District Court Tennessee, Middle District of Tennessee

Affiliations

Former: CFO at AgFeed Industries, Inc. (April 2009—November 2010)
Former: Assistant CFO at AgFeed Industries, Inc. (June 2008—April 2009)

Violations Alleged

Exchange Act

• Sec 10(b) + Rule 10b-5

• Rule 13a-14

• Sec 13(b)(5)

Securities Act

• Sec 17(a) (Not specified)

Other

• Sec 304(a) Sarbanes-Oxley Act

• Rules 13b2-1, 13b2-2 Exchange Act

Related Violations Alleged

Selina Jin is alleged to have aided and abetted AgFeed Industries, Inc. 's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.

Selina Jin is alleged to have controlled AgFeed Industries, Inc. 's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.

Selina Jin is alleged to have aided and abetted AgFeed Industries, Inc. 's violation of Rule 12b-20 of the Exchange Act.

Selina Jin is alleged to have controlled AgFeed Industries, Inc. 's violation of Rule 12b-20 of the Exchange Act.

Selina Jin is alleged to have aided and abetted AgFeed Industries, Inc. 's violation of Sec 13(a) of the Exchange Act.

Selina Jin is alleged to have controlled AgFeed Industries, Inc. 's violation of Sec 13(a) of the Exchange Act.

Selina Jin is alleged to have aided and abetted AgFeed Industries, Inc. 's violation of Rule 13a-1 of the Exchange Act.

Selina Jin is alleged to have controlled AgFeed Industries, Inc. 's violation of Rule 13a-1 of the Exchange Act.

Selina Jin is alleged to have aided and abetted AgFeed Industries, Inc. 's violation of Rule 13a-11 of the Exchange Act.

Selina Jin is alleged to have controlled AgFeed Industries, Inc. 's violation of Rule 13a-11 of the Exchange Act.

Selina Jin is alleged to have aided and abetted AgFeed Industries, Inc. 's violation of Rule 13a-13 of the Exchange Act.

Selina Jin is alleged to have controlled AgFeed Industries, Inc. 's violation of Rule 13a-13 of the Exchange Act.

Selina Jin is alleged to have aided and abetted AgFeed Industries, Inc. 's violation of Sec 13(b)(2)(A) of the Exchange Act.

Selina Jin is alleged to have controlled AgFeed Industries, Inc. 's violation of Sec 13(b)(2)(A) of the Exchange Act.

Selina Jin is alleged to have aided and abetted AgFeed Industries, Inc. 's violation of Sec 13(b)(2)(B) of the Exchange Act.

Selina Jin is alleged to have controlled AgFeed Industries, Inc. 's violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

First Resolution Date

Headline Total Penalty and Disgorgement

See Related Documents

Other Defendants in Action:

AgFeed Industries, Inc.

K. Ivan Gothner

Songyan Li

Shaobo Ouyang

Edward J. Pazdro

Junhong Xiong

Related Actions:

In the Matter of Clayton T. Marshall

Clayton T. Marshall

In the Matter of John A. Stadler

John T. Stadler