Defendant Name:
Shaobo Ouyang
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. AgFeed Industries
First Document Date
11-Mar-2014
Initial Filing Format
Civil Proceeding
Case Number
14-cv-00663
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Tennessee, Middle District of Tennessee
Affiliations
- Former: Controller/Comptroller at AgFeed Industries, Inc. (November 2009—July 2013)
Violations Alleged
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Shaobo Ouyang is alleged to have aided and abetted
AgFeed Industries, Inc. 's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Shaobo Ouyang is alleged to have aided and abetted
AgFeed Industries, Inc. 's violation of Rule 12b-20 of the Exchange Act.
Shaobo Ouyang is alleged to have aided and abetted
AgFeed Industries, Inc. 's violation of Sec 13(a) of the Exchange Act.
Shaobo Ouyang is alleged to have aided and abetted
AgFeed Industries, Inc. 's violation of Rule 13a-1 of the Exchange Act.
Shaobo Ouyang is alleged to have aided and abetted
AgFeed Industries, Inc. 's violation of Rule 13a-11 of the Exchange Act.
Shaobo Ouyang is alleged to have aided and abetted
AgFeed Industries, Inc. 's violation of Rule 13a-13 of the Exchange Act.
Shaobo Ouyang is alleged to have aided and abetted
AgFeed Industries, Inc. 's violation of Section 13(b)(2) Exchange Act.
Resolutions
First Resolution Date
Headline Total Penalty and Disgorgement
$18,105,000
Other Defendants in Action:
