Defendant Name: Clayton T. Marshall

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Clayton T. Marshall
First Document Date 11-Mar-2014
Initial Filing Format Administrative Action
File Number 3-15783
Allegation Type Issuer Reporting and Disclosure
AAER 3542

Affiliations

Violations Alleged

Exchange Act
• Rule 13a-14
Securities Act
• Sec 17(a)(2)
• Sec 17(a)(3)
Other
• Rules 13b2-1, 13b2-2 Exchange Act

Related Violations Alleged

Clayton T. Marshall is alleged to have caused AgFeed Industries, Inc. 's violation of Rule 12b-20 of the Exchange Act.
Clayton T. Marshall is alleged to have caused AgFeed Industries, Inc. 's violation of Sec 13(a) of the Exchange Act.
Clayton T. Marshall is alleged to have caused AgFeed Industries, Inc. 's violation of Rule 13a-13 of the Exchange Act.
Clayton T. Marshall is alleged to have caused AgFeed Industries, Inc. 's violation of Sec 13(b)(2)(A) of the Exchange Act.
Clayton T. Marshall is alleged to have caused AgFeed Industries, Inc. 's violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

Bars:
First Resolution Date 11-Mar-2014

Related Documents:

33-9557 11-Mar-2014 Administrative Proceeding
Order Instituting Public Administrative and Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933, Sections 4C and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order and Notice of Hearing

Related Actions:

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In the Matter of John A. Stadler
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