Defendant Name:
Clayton T. Marshall
Defendant Type:
Individual
Document Reference:
33-9557
Document Details
Legal Case Name
In the Matter of Clayton T. Marshall
Document Name
Order Instituting Public Administrative and Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933, Sections 4C and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order and Notice of Hearing
Document Date
11-Mar-2014
Document Format
Administrative Proceeding
AAER
3542
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Bars:
- Bar on practicing before the SEC as an Accountant for 5 years
