Defendant Name: Songyan Li

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. AgFeed Industries
First Document Date 11-Mar-2014
Initial Filing Format Civil Proceeding
Case Number 14-cv-00663
Allegation Type Issuer Reporting and Disclosure
Federal District Court Tennessee, Middle District of Tennessee

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Sec 13(b)(5)
Securities Act
Sec 17(a) (Not specified)
Other
Rules 13b2-1, 13b2-2 Exchange Act

Related Violations Alleged

Songyan Li is alleged to have aided and abetted AgFeed Industries, Inc. 's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Songyan Li is alleged to have controlled AgFeed Industries, Inc. 's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Songyan Li is alleged to have aided and abetted AgFeed Industries, Inc. 's violation of Rule 12b-20 of the Exchange Act.
Songyan Li is alleged to have controlled AgFeed Industries, Inc. 's violation of Rule 12b-20 of the Exchange Act.
Songyan Li is alleged to have aided and abetted AgFeed Industries, Inc. 's violation of Sec 13(a) of the Exchange Act.
Songyan Li is alleged to have controlled AgFeed Industries, Inc. 's violation of Sec 13(a) of the Exchange Act.
Songyan Li is alleged to have aided and abetted AgFeed Industries, Inc. 's violation of Rule 13a-1 of the Exchange Act.
Songyan Li is alleged to have controlled AgFeed Industries, Inc. 's violation of Rule 13a-1 of the Exchange Act.
Songyan Li is alleged to have aided and abetted AgFeed Industries, Inc. 's violation of Rule 13a-11 of the Exchange Act.
Songyan Li is alleged to have controlled AgFeed Industries, Inc. 's violation of Rule 13a-11 of the Exchange Act.
Songyan Li is alleged to have aided and abetted AgFeed Industries, Inc. 's violation of Rule 13a-13 of the Exchange Act.
Songyan Li is alleged to have controlled AgFeed Industries, Inc. 's violation of Rule 13a-13 of the Exchange Act.
Songyan Li is alleged to have aided and abetted AgFeed Industries, Inc. 's violation of Sec 17(a) (Not specified) of the Securities Act.
Songyan Li is alleged to have aided and abetted AgFeed Industries, Inc. 's violation of Section 13(b)(2) Exchange Act.
Songyan Li is alleged to have controlled AgFeed Industries, Inc. 's violation of Section 13(b)(2) Exchange Act.

Resolutions

First Resolution Date

Related Documents:

comp-pr2014-47 11-Mar-2014 Complaint
Complaint
court_doc207_14-cv-00663 01-Aug-2018 Court Docket Document
Order

Other Defendants in Action:

Related Actions:

In the Matter of Clayton T. Marshall
In the Matter of John A. Stadler