Defendant Name:
Junhong Xiong
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. AgFeed Industries
First Document Date
11-Mar-2014
Initial Filing Format
Civil Proceeding
Case Number
14-cv-00663
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Tennessee, Middle District of Tennessee
Affiliations
- Former: Director—No Specific Position Named in Document at AgFeed Industries, Inc. (October 2006—February 2011)
- Former: CEO at AgFeed Industries, Inc. (October 2006—February 2011)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Sec 304(a) Sarbanes-Oxley Act
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Junhong Xiong is alleged to have aided and abetted
AgFeed Industries, Inc. 's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Junhong Xiong is alleged to have controlled
AgFeed Industries, Inc. 's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Junhong Xiong is alleged to have aided and abetted
AgFeed Industries, Inc. 's violation of Rule 12b-20 of the Exchange Act.
Junhong Xiong is alleged to have controlled
AgFeed Industries, Inc. 's violation of Rule 12b-20 of the Exchange Act.
Junhong Xiong is alleged to have aided and abetted
AgFeed Industries, Inc. 's violation of Sec 13(a) of the Exchange Act.
Junhong Xiong is alleged to have aided and abetted
AgFeed Industries, Inc. 's violation of Rule 13a-1 of the Exchange Act.
Junhong Xiong is alleged to have controlled
AgFeed Industries, Inc. 's violation of Rule 13a-1 of the Exchange Act.
Junhong Xiong is alleged to have aided and abetted
AgFeed Industries, Inc. 's violation of Rule 13a-11 of the Exchange Act.
Junhong Xiong is alleged to have controlled
AgFeed Industries, Inc. 's violation of Rule 13a-11 of the Exchange Act.
Junhong Xiong is alleged to have aided and abetted
AgFeed Industries, Inc. 's violation of Rule 13a-13 of the Exchange Act.
Junhong Xiong is alleged to have controlled
AgFeed Industries, Inc. 's violation of Rule 13a-13 of the Exchange Act.
Junhong Xiong is alleged to have aided and abetted
AgFeed Industries, Inc. 's violation of Sec 17(a) (Not specified) of the Securities Act.
Junhong Xiong is alleged to have aided and abetted
AgFeed Industries, Inc. 's violation of Section 13(b)(2) Exchange Act.
Junhong Xiong is alleged to have controlled
AgFeed Industries, Inc. 's violation of Section 13(b)(2) Exchange Act .
Resolutions
First Resolution Date
Headline Total Penalty and Disgorgement
$18,105,000
Other Defendants in Action:
