Defendant Name: Stephen Ramey

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Stephen Ramey
First Document Date 10-Apr-2017
Initial Filing Format Administrative Action
File Number 3-17916
Allegation Type Market Manipulation

Affiliations

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
Securities Act
• Sec 17(a) (Not specified)
Other
• Section 17(b) Securities Act

Related Violations Alleged

Stephen Ramey is alleged to have caused Lidingo Holdings, LLC's violation of Section 17(b) Securities Act.

Resolutions

First Resolution Date 10-Apr-2017
Headline Total Penalty and Disgorgement $62,538

Related Documents:

33-10342 10-Apr-2017 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order

Related Actions:

In the Matter of ImmunoCellular Therapeutics, Ltd.
ImmunoCellular Therapeutics, Ltd. 
In the Matter of Manish Singh and Lavos, LLC
Manish Singh
Lavos, LLC
In the Matter of Christopher French
Christopher French
SEC v. Lidingo Holdings, LLC, Kamilla Bjorlin, Andrew Hodge, Brian Nichols, and Vincent Cassano
Lidingo Holdings, LLC
Kamilla Bjorlin
Andrew Hodge
Brian Nichols
Vincent Cassano