Defendant Name:
Ciaran Thornton
Defendant Type:
Individual
Document Reference:
33-10344
Document Details
Legal Case Name
In the Matter of Ciaran Thornton
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
10-Apr-2017
Document Format
Administrative Proceeding
Allegation Type
Market Manipulation
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Various Undertakings
Monetary Penalties:
Disgorgement
Individual:
$9,600.00
Shared:
Civil Penalty
Individual:
$20,000.00
Shared:
Pre-Judgment Interest
Individual:
$858.65
Shared:
