Defendant Name: Nicholas A. R. Dunning

Defendant Type: Individual

Document Reference: 34-63262

Document Details

Legal Case Name In the Matter of Nicholas A. R. Dunning, ACA
Document Name Order Instituting Administrative Proceedings Pursuant to Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions
Document Date 05-Nov-2010
Document Format Administrative Proceeding
File Number 3-14111
Administrative Law Judge Brenda P. Murray
AAER 3208
Allegation Type Issuer Reporting and Disclosure
Document Summary

Disgorgement & Penalty Information

Resolutions
Bars:
  • Bar on practicing before the SEC as an Accountant for 3 years

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In the Matter of Leslie L. Jackson, CPA
In the Matter of James M. Schneider, CPA
SEC v. Robert W. Davis
SEC v. Randall D. Imhoff