Defendant Name: Ciaran Thornton

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Ciaran Thornton
First Document Date 10-Apr-2017
Initial Filing Format Administrative Action
File Number 3-17918
Allegation Type Market Manipulation

Affiliations

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
Securities Act
• Sec 17(a) (Not specified)
Other
• Section 17(b) Securities Act

Resolutions

First Resolution Date 10-Apr-2017
Headline Total Penalty and Disgorgement $30,459

Related Documents:

33-10344 10-Apr-2017 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order

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