Defendant Name: Mark J. Ahn

Defendant Type: Individual

Document Reference: 33-10337

Document Details

Legal Case Name In the Matter of Galena Biopharma, Inc. and Mark J. Ahn
Document Name Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date 10-Apr-2017
Document Format Administrative Proceeding
File Number 3-17911
AAER 3865
Allegation Type Market Manipulation
Document Summary

Disgorgement & Penalty Information

Resolutions
Cease and Desist Order
Other Compliance Related Undertaking
Bars:
  • Bar from acting as Director or Officer of a public company for 5 years
Monetary Penalties:

Disgorgement

Individual:     $677,250.00 Shared:    

Civil Penalty

Individual:     $600,000.00 Shared:    

Pre-Judgment Interest

Individual:     $67,181.00 Shared:    

Other Defendants in Action:

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