Defendant Name:
Mark J. Ahn
Defendant Type:
Individual
Document Reference:
33-10337
Document Details
Legal Case Name
In the Matter of Galena Biopharma, Inc. and Mark J. Ahn
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
10-Apr-2017
Document Format
Administrative Proceeding
AAER
3865
Allegation Type
Market Manipulation
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Other Compliance Related Undertaking
Bars:
- Bar from acting as Director or Officer of a public company for 5 years
Monetary Penalties:
Disgorgement
Individual:
$677,250.00
Shared:
Civil Penalty
Individual:
$600,000.00
Shared:
Pre-Judgment Interest
Individual:
$67,181.00
Shared:
Other Defendants in Action:
