Defendant Name:
Arc Finance Group, LLC
Defendant Type:
Other
Document Reference:
comp22204
Document Details
Legal Case Name
SEC (Plaintiff) v. Heart Tronics, Inc., Mitchell Jay Stein, Willie James Gault, J. Rowland Perkins, II, Martin Bert Carter, Mark Crosby Nevdahl, and Ryan Allan Rauch, (Defendants); Tracey Hampton-Stein, ARC Finance Group, LLC, ARC Blind Trust, THS Blind Trust, JAYMI Blind Trust, Oak Tree Investments Blind Trust, WBT Investments Blind Trust, Catch 83 General Partnership, and Five Investments Partnership (Relief Defendants)
Document Name
Complaint
Document Date
20-Dec-2011
Document Format
Civil Proceeding
Case Number
11-cv-01962
Federal District Court
California, Central District of California
Allegation Type
Issuer Reporting and Disclosure
Document Summary
According to the SEC: "Between December 2005 and December 2008, defendant Mitchell J. Stein ("Stein"), the purported outside counsel of defendant Heart Tronics, Inc. (flk/a Signalife, Inc. and Recom Managed Systems, Inc.) ("Heart Tronics" or the "Company") and husband of its majority shareholder, orchestrated a brazen series of frauds designed to inflate the price ofHeart Tronics stock so that he could profit from selling its securities to investors."
Other Defendants in Action:
