Defendant Name:
Mitchell J. Stein
Defendant Type:
Individual
Document Reference:
34-74977
Document Details
Legal Case Name
In the Matter of Mitchell J. Stein
Document Name
Order Instituting Public Administrative Proceedings and Imposing Temporary Suspension Pursuant to Rule 102(e)(3)(i) of the Commission's Rules of Practice
Document Date
15-May-2015
Document Format
Administrative Proceeding
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
The Court stated that "[i]f the Commission receives no petition within thirty days after service of the Order, the suspension will become permanent."
Bars:
- Bar on practicing before the SEC as an Attorney for 30 days
