Defendant Name:
Joanna Lanni
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Karen Rosenberger and Joanna Lanni
First Document Date
07-Jun-2022
Initial Filing Format
Civil Proceeding
Case Number
22-cv-04736
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New York, Southern District of New York
Affiliations
- Former: Controller/Comptroller at Synchronoss Technologies, Inc. (2015—2017)
Violations Alleged
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Joanna Lanni is alleged to have aided and abetted Synchronoss Technologies, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Joanna Lanni is alleged to have aided and abetted Synchronoss Technologies, Inc.'s violation of Sec 13(a) of the Exchange Act.
Joanna Lanni is alleged to have aided and abetted Synchronoss Technologies, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Joanna Lanni is alleged to have aided and abetted Synchronoss Technologies, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Joanna Lanni is alleged to have aided and abetted Synchronoss Technologies, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Joanna Lanni is alleged to have aided and abetted Synchronoss Technologies, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Resolutions
First Resolution Date
08-Apr-2024
Headline Total Penalty and Disgorgement
$20,000
Other Defendants in Action:
