Defendant Name:
Karen Rosenberger
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Karen Rosenberger and Joanna Lanni
First Document Date
07-Jun-2022
Initial Filing Format
Civil Proceeding
Case Number
22-cv-04736
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New York, Southern District of New York
Affiliations
- Former: CFO at Synchronoss Technologies, Inc. (2015—April 1, 2017)
Violations Alleged
•
Sec 304(a) Sarbanes-Oxley Act
•
Section 13(b) Exchange Act; Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Karen Rosenberger is alleged to have aided and abetted Synchronoss Technologies, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Karen Rosenberger is alleged to have aided and abetted Synchronoss Technologies, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Karen Rosenberger is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Karen Rosenberger is alleged to have aided and abetted Synchronoss Technologies, Inc.'s violation of Sec 13(a) of the Exchange Act.
Karen Rosenberger is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Karen Rosenberger is alleged to have aided and abetted Synchronoss Technologies, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Karen Rosenberger is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Karen Rosenberger is alleged to have aided and abetted Synchronoss Technologies, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Karen Rosenberger is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Karen Rosenberger is alleged to have aided and abetted Synchronoss Technologies, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Karen Rosenberger is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Karen Rosenberger is alleged to have aided and abetted Synchronoss Technologies, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Karen Rosenberger is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Karen Rosenberger is alleged to have aided and abetted Synchronoss Technologies, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Karen Rosenberger is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
First Resolution Date
14-Jun-2024
Headline Total Penalty and Disgorgement
$555,741
Other Defendants in Action:
