Defendant Name:
Karen Rosenberger
Defendant Type:
Individual
Document Reference:
court_doc248_22-cv-04736
Document Details
Legal Case Name
SEC v. Karen Rosenberger and Joanna Lanni
Document Name
Final Judgment as to Defendant Karen Rosenberger
Document Date
14-Jun-2024
Document Format
Civil Proceeding
Case Number
22-cv-04736
Federal District Court
New York, Southern District of New York
Federal District Judge
Denise L. Cote
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
Monetary Penalties:
Civil Penalty
Individual:
$125,000.00
Shared:
Clawback provision ex Section 304 SOX
Individual:
$430,741.00
Shared:
Other Defendants in Action:
