Defendant Name: Daniel Ives

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Daniel Ives
First Document Date 07-Jun-2022
Initial Filing Format Administrative Action
File Number 3-20886
Allegation Type Issuer Reporting and Disclosure
AAER 4305

Affiliations

Violations Alleged

Exchange Act
• Sec 13(b)(5)
Other
• Rule 13b2-1 Exchange Act

Related Violations Alleged

Daniel Ives is alleged to have caused Synchronoss Technologies, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Daniel Ives is alleged to have caused Synchronoss Technologies, Inc.'s violation of Sec 13(a) of the Exchange Act.
Daniel Ives is alleged to have caused Synchronoss Technologies, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Daniel Ives is alleged to have caused Synchronoss Technologies, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Daniel Ives is alleged to have caused Synchronoss Technologies, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.

Resolutions

First Resolution Date 07-Jun-2022
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

34-95052 07-Jun-2022 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order

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