Defendant Name:
Stephen G. Waldis
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Stephen G. Waldis
First Document Date
07-Jun-2022
Initial Filing Format
Administrative Action
File Number
3-20888
Allegation Type
Issuer Reporting and Disclosure
AAER
4307
Affiliations
- Former: Director—No Specific Position Named in Document at Synchronoss Technologies, Inc. (2000—2018)
- Former: CEO at Synchronoss Technologies, Inc. (2000—January 2017)
- Former: CEO at Synchronoss Technologies, Inc. (April 2017—November 2017)
- Current: Founder at Synchronoss Technologies, Inc. (From 2000)
Violations Alleged
•
Sec 304(a) Sarbanes-Oxley Act
Resolutions
First Resolution Date
07-Jun-2022
Headline Total Penalty and Disgorgement
$1,312,326
