Defendant Name:
Ronald Prague, Esq.
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Ronald Prague, Esq.
First Document Date
07-Jun-2022
Initial Filing Format
Administrative Action
File Number
3-20889
Allegation Type
Issuer Reporting and Disclosure
AAER
4308
Affiliations
- Former: General Counsel at Synchronoss Technologies, Inc. (2006—2021)
- Former: Chief Legal Officer at Synchronoss Technologies, Inc. (2006—2021)
Violations Alleged
•
Rule 13b2-2(a) Exchange Act
Related Violations Alleged
Ronald Prague, Esq. is alleged to have caused Synchronoss Technologies, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Ronald Prague, Esq. is alleged to have caused Synchronoss Technologies, Inc.'s violation of Sec 13(a) of the Exchange Act.
Ronald Prague, Esq. is alleged to have caused Synchronoss Technologies, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Ronald Prague, Esq. is alleged to have caused Synchronoss Technologies, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Ronald Prague, Esq. is alleged to have caused Synchronoss Technologies, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Ronald Prague, Esq. is alleged to have caused Synchronoss Technologies, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Resolutions
Bars:
- Bar on practicing before the SEC as an Attorney for 1 year, 6 months
First Resolution Date
07-Jun-2022
Headline Total Penalty and Disgorgement
$25,000
