Defendant Name:
Ronald Prague, Esq.
Defendant Type:
Individual
Document Reference:
34-95055
Document Details
Legal Case Name
In the Matter of Ronald Prague, Esq.
Document Name
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rule of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
Document Date
07-Jun-2022
Document Format
Administrative Proceeding
AAER
4308
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Fair Funds
Bars:
- Bar on practicing before the SEC as an Attorney for 1 year, 6 months
Monetary Penalties:
Civil Penalty
Individual:
$25,000.00
Shared:
