Defendant Name: Karen Rosenberger

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Karen Rosenberger
First Document Date 18-Jun-2024
Initial Filing Format Administrative Action
File Number 3-21970
Allegation Type Issuer Reporting and Disclosure
AAER 4509

Affiliations

Resolutions

Bars:
First Resolution Date

Related Documents:

34-100368 18-Jun-2024 Administrative Proceeding
Order Instituting Public Administrative Proceedings Pursuant to Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions

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