Defendant Name:
Marc Bandini
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Marc Bandini
First Document Date
07-Jun-2022
Initial Filing Format
Administrative Action
File Number
3-20885
Allegation Type
Issuer Reporting and Disclosure
AAER
4304
Affiliations
- Former: Senior Director of Communications and Media at Synchronoss Technologies, Inc. (2015—September 2017)
Violations Alleged
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Marc Bandini is alleged to have caused Synchronoss Technologies, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Marc Bandini is alleged to have caused Synchronoss Technologies, Inc.'s violation of Sec 13(a) of the Exchange Act.
Marc Bandini is alleged to have caused Synchronoss Technologies, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Marc Bandini is alleged to have caused Synchronoss Technologies, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Marc Bandini is alleged to have caused Synchronoss Technologies, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Marc Bandini is alleged to have caused Synchronoss Technologies, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Resolutions
First Resolution Date
07-Jun-2022
Headline Total Penalty and Disgorgement
$75,000
