Defendant Name:
John Murdock
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of John Murdock
First Document Date
07-Jun-2022
Initial Filing Format
Administrative Action
File Number
3-20887
Allegation Type
Issuer Reporting and Disclosure
AAER
4306
Affiliations
- Former: Senior Director of Procurement and Business Operations at Synchronoss Technologies, Inc. (2015—2016)
Violations Alleged
Related Violations Alleged
John Murdock is alleged to have caused Synchronoss Technologies, Inc.'s violation of Rule 12b-20 of the Exchange Act.
John Murdock is alleged to have caused Synchronoss Technologies, Inc.'s violation of Sec 13(a) of the Exchange Act.
John Murdock is alleged to have caused Synchronoss Technologies, Inc.'s violation of Rule 13a-1 of the Exchange Act.
John Murdock is alleged to have caused Synchronoss Technologies, Inc.'s violation of Rule 13a-11 of the Exchange Act.
John Murdock is alleged to have caused Synchronoss Technologies, Inc.'s violation of Rule 13a-13 of the Exchange Act.
John Murdock is alleged to have caused Synchronoss Technologies, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Resolutions
First Resolution Date
07-Jun-2022
Headline Total Penalty and Disgorgement
$15,000
