Defendant Name: John Murdock

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of John Murdock
First Document Date 07-Jun-2022
Initial Filing Format Administrative Action
File Number 3-20887
Allegation Type Issuer Reporting and Disclosure
AAER 4306

Affiliations

Violations Alleged

Related Violations Alleged

John Murdock is alleged to have caused Synchronoss Technologies, Inc.'s violation of Rule 12b-20 of the Exchange Act.
John Murdock is alleged to have caused Synchronoss Technologies, Inc.'s violation of Sec 13(a) of the Exchange Act.
John Murdock is alleged to have caused Synchronoss Technologies, Inc.'s violation of Rule 13a-1 of the Exchange Act.
John Murdock is alleged to have caused Synchronoss Technologies, Inc.'s violation of Rule 13a-11 of the Exchange Act.
John Murdock is alleged to have caused Synchronoss Technologies, Inc.'s violation of Rule 13a-13 of the Exchange Act.
John Murdock is alleged to have caused Synchronoss Technologies, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.

Resolutions

First Resolution Date 07-Jun-2022

Related Documents:

34-95053 07-Jun-2022 Administrative Proceeding
Order Instituting Cease-and-Desist Proceeding Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order

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