Defendant Name:
Daniel Ives
Defendant Type:
Individual
Document Reference:
34-95052
Document Details
Legal Case Name
In the Matter of Daniel Ives
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
07-Jun-2022
Document Format
Administrative Proceeding
AAER
4305
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Various undertakings: Complete thirty hours of compliance training relating to revenue recognition and/or accounting fraud
Fair Funds
Monetary Penalties:
Civil Penalty
Individual:
$15,000.00
Shared:
