Defendant Name:
Clayton "Charlie" Thomas
Defendant Type:
Individual
Document Reference:
34-95050
Document Details
Legal Case Name
In the Matter of Clayton "Charlie" Thomas
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
07-Jun-2022
Document Format
Administrative Proceeding
AAER
4303
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Fair Funds
Monetary Penalties:
Civil Penalty
Individual:
$90,000.00
Shared:
